IS THOMAS'S
NATURAL LAW THEORY NATURALIST?
[1]
If we define naturalism, as R.M. Hare did, as the position that
statements of value are derivable from statements of fact,
[2]
then a disagreement exists among interpreters of St. Thomas's
ethical theory concerning whether his position is naturalist.
Proponents of what has been called "the new natural law
theory"
[3]
claim that according to Thomas's theory moral norms depend on
practical principles so that Thomas's ethics certainly does not commit the
fallacy of inferring a moral ought-proposition from premises containing only
theoretical is-propositions, what has come to be identified as the
"naturalistic fallacy."
[4]
On the other side,
the naturalist wing of Thomistic ethicians has claimed that on Thomas's view,
to reach the basic criterion of morality one must first determine by
theoretical reasoning what the human good is, and so ethical reasoning
necessarily depends on theoretical knowledge, whether that be provided by
philosophy of nature, metaphysics, or common sense knowledge about human
nature.
Some proponents of the naturalist interpretation have been reluctant to
admit that what is called the "naturalistic fallacy" is a fallacy.
Sometimes they refer to it as "the alleged naturalistic
fallacy."
[5]
At other times
naturalist interpreters have admitted that, strictly speaking, one cannot
infer a moral ought-proposition from premises all of which are theoretical,
but hasten to add that no one ever really attempted that, and that the
important point is that ethical knowledge has a relation of dependence on
theoretical knowledge rather than a strict deductive logical relation.
[6]
One might be tempted to dismiss this as just another intra-scholastic
dispute over a hairline difference. However, there are good reasons not to do
so. First, the most frequent
criticism of Thomas's ethical theory by standard ethical works for the last
fifty years has been that it commits the naturalistic fallacy, that it
illicitly assumes that the nature of a thing is, just by itself, ethically
normative.
[7]
Second, the naturalist interpretation is, I believe, quite seriously
mistaken. Moreover, the naturalist interpreters are mistaken not just on how
to support the moral criterion, but, frequently, on what, according to Thomas,
the basic moral criterion is. Thus,
this interpretative dispute has more than historical interest.
In my view naturalist misinterpretations of Thomas's thought
misrepresent it and thus prevent it from receiving the widespread attention it
deserves.
I will first consider some arguments for the naturalist interpretation.
Second, I will examine Thomas's thought on how one knows the human good
in knowing the first principles of the natural law.
Third, I will examine how, according to Thomas, the will should be
related to the human good. Fourth,
I will return to the arguments for the naturalist interpretation indicated in
section I. Fifth, I will present an unresolved difficulty for my
non-naturalist interpretation.
I. The Naturalist Interpretation
Germain Grisez's 1965 article on Thomas's position on the first
principle of practical reason claimed that according to Thomas the basic moral
truths which constitute natural law are self-evident propositions, not derived
from any previous theoretical propositions.
And so, Grisez claimed, according to Thomas's thought the knowledge of
the human goods, which is presupposed by criteria for morally good choices, is
not assumed or taken over from any previous theoretical exercises of the
intellect. Speaking of the
self-evident principles of natural law, Grisez wrote:
They are principles. They
are not derived from any statements at all.
They are not derived from prior principles.
They are underivable. . . . . Ought requires no special act
legitimizing it; ought rules its own domain by its own authority, an
authority legitimate as that of any is.
[8]
This position has been frequently criticized by proponents of a
naturalist interpretation of Thomas.
In Aquinas on Human Action, McInerny wrote:
We live in a time when, under a persistent Kantian influence, practical
reason is accorded an autonomy quite alien to the classical understanding of
it that Thomas adopts. Moreover,
nonsense such as the "naturalistic fallacy" clouds minds, and it is
thought that Thomas must be so interpreted as to be saying that the truths of
the practical order are utterly independent of the way the world is,
independent of nature and facts, of descriptive truths. . . . It is grievously
wrong to imagine that Thomism must be corrected from such quarters.
[9]
In a book-length study of the position developed by Grisez, Boyle and
Finnis, Russell Hittinger wrote:
Once again, it is our judgment that the effort to retain a natural law
foundation for practical reason by substituting intuitions for the evidence
derived from a philosophy of nature does not work.
[10]
Others
proposing a naturalist interpretation have been: Henry Veatch,
[11]
Vernon Bourke,
[12]
Janet Smith,
[13]
Janice Schultz,
[14]
Peter Simpson,
[15]
Douglas Flippen
[16]
and Alastair MacIntyre.
[17]
One argument for the naturalist interpretation concerns Thomas's
treatment of the ultimate end in the Prima secundae of the Summa
Theologiae. Thomas's
treatment of natural law, it is pointed out, occurs long after Thomas has
established, in the opening questions of the Prima Secundae, what man's
ultimate end is. Indeed, early in
his treatment of law Thomas says that the first principle of operations, which
is the concern of practical reason, is the ultimate end.
[18]
And Law, of
course, is defined as a directive toward the common good, which, again,
would mean the ultimate end. Now,
the reasoning in the first questions of the Prima secundae seems based
on an analysis of what human nature is. Thus,
the very structure of Thomas's Prima secundae seems to suggest that
Thomas's position is that one first identifies the ultimate end, by
theoretical reasoning, and then, by practical reasoning, discerns the best way
of achieving that end. The
naturalists accuse the non-naturalists of extracting Thomas's treatise on
natural law from its context in the Prima secundae.
[19]
A second argument for the naturalist interpretation is the claim that
moral propositions need support from outside the domain of practical reason.
To base all of ethics on certain intuitions seems to end
argument prematurely. Criticisms
of twentieth-century British intuitionism would seem to apply to natural-law
theory also, if it were based on self-evident moral propositions.
Thirdly, some proponents of the naturalist interpretation have argued
that the non-naturalist view creates a gap between practical reason and
nature. Is not natural law
essentially characterized by the fact that it bases what is morally right upon
the nature of the human being? And,
if so, does it not follow that judgments about human nature, in philosophical
anthropology and metaphysics, must provide the starting point for moral
reasoning? And, whatever else
Thomas's ethics is, it certainly is a natural-law ethics.
[20]
Fourthly, naturalist
interpreters argue that if the human good is not known by theoretical or
speculative reason, then it will be subject to will, that is, it will be
arbitrary or non-objective. This point is expressed clearly by Douglas Flippen:
Knowledge is determined to be speculative in itself when it is of a
non-producible or non-operable object.(reference to De Veritate, Q. 3,
a. 3) A consideration of human nature and the activity proper or peculiar to
it, or even activities in which human flourishing consist by nature, is
knowledge of something we have not made and hence is speculative in itself.
[21]
I reply to the first three arguments in section IV; I reply to the
fourth argument in the next section.
II. Knowledge of the Human Good in Thomas
While proponents of both interpretations agree that, for Thomas, the
human good or human perfection is in some way the criterion for what is
morally right, they disagree concerning Thomas's position on:
(1) how we initially know what the human good is, and (frequently, at
least), (2) how our human acts or choices should be related to the human good.
Significantly, proponents of a naturalist interpretation do not
distinguish between these two questions.
But I will argue that a mistaken interpretation on the first question
tends to lead to a larger mistake on the second. In this section I discuss
Thomas's position on the first question; in section III I discuss his position
on the second question.
In the Prima secundae, Question 94, article 2, Thomas says that
just as there are certain first principles of speculative reason, so there are
certain first principles of practical reason, which are per se nota,
known through themselves, and at the basis of every other act of practical
reasoning. The very first
principle of practical reason, says Thomas, is: "Bonum est faciendum
et prosequendum, et malum vitandum ("Good is to be done and pursued,
and evil avoided.")
[22]
This proposition is,
according to Thomas, per se nota (known through itself) because the
predicate, faciendum et prosequendum (to be done and pursued) is
immediately (without proof, without a middle term) understood to be included
in the subject, bonum (good).
[23]
Difficulties begin to emerge on the next point. Given that the human
good is to be pursued, how is the human good known?
The naturalist interpreters hold, as we saw, that it is by theoretical
reasoning. However, Thomas
writes:
Quia vero bonum habet rationem finis, malum autem rationem contrarii,
inde est quod omnia illa ad quae homo habet naturalem inclinationem, ratio
naturaliter apprehendit ut bona, et per consequens ut opere prosequenda, et
contraria eorum ut mala et vitanda.
(Now because good has the intelligibility of end, and evil has the
contrary intelligibility, thus it is that all those things to which man has a
natural inclination, reason naturally apprehends as good and consequently as
works to be pursued, and their contraries as evil and to be avoided.)
[24]
If
Thomas thought that one first had to establish, by theoretical reasoning, what
the human good is, surely this would be the place to refer back to the proof,
but we find nothing of the sort. Moreover,
the word "naturaliter," (naturally) in "ratio naturaliter
apprehendit . . ." (reason naturally apprehends. . )
would have no point. What
Thomas means by it is clear in the following passage, where he explains what
is known by synderesis: Now as in the speculative reason certain things
are naturally (naturaliter) known, of which there is understanding (intellectus)
and other things are known through them, namely, conclusions, of which there
is science; so in the practical reason certain things pre-exist as principles
naturally known, and such are the ends of the moral virtues, since the end is
in practical matters as is the principle in speculative matters, and other
things are in the practical reason as conclusions . .
. .
[25]
Of
course, what he says here is known by synderesis is the same as what,
being objects of natural inclinations, he says (in 94, 2) is naturally
apprehended by reason: namely,
the principles of the natural law. Thus, the word "naturaliter" (naturally) both here
and in 94, 2, means spontaneously and immediately, as opposed to,
through proof or reasoning. Thus,
according to Thomas, reason operating practically apprehends without proof, not
the various means by which to attain the ends set by nature and reasoned to by
theoretical reason, but what the ends of our human action, the bona humana,
are-to-be (and, from there, infers practical conclusions).
The passage just quoted also makes it clear that Thomas holds that by
the habit of synderesis one is disposed to recognize the ends of the
moral virtues, and that this recognition is in the practical reason.
No mention is made of such principles having first been discovered by a
theoretical exercise of the intellect. If
Thomas held that the knowledge of the human good were attained originally by
the intellect functioning speculatively or theoretically, he would have to
classify synderesis as a habit of the speculative reason rather than,
as he does, of the practical reason.
In 94, 2, Thomas says that good is what first falls into the
apprehension of the practical reason, "quae ordinatur ad opus"
(which is ordained to a work). This
is a knowledge of that which is-to-be, but does not yet actually exist (even
the preservation of a good, such as life, is a good which is to be and is not
yet). Naturalist interpreters
seem to think knowledge of the human good is in itself speculative, since they
think it is of what-is, but that it is practical in a certain sense, or
becomes practical later, because it is ordained to operation.
However, knowledge which is speculative "on the part of the things
known," as distinguished from knowledge which is speculative in its mode
or with respect to its end, Thomas classifies as speculative tantum
(speculative only), where he discusses different types or degrees of
speculative knowledge.
[26]
Thus, if Thomas
understood the knowledge of the human good as the naturalist interpreters say
he did, he would have classified such knowledge, and the habit of synderesis,
as speculative, which he did not.
Thus, according to Thomas the knowledge of the first principles of
natural law is practical knowledge simpliciter.
The "ordinatur ad opus" defines the knowledge
intrinsically. Rather than an act
of conforming one's thought to what is, it itself is an act of putting order
into the coming to be of voluntary acts.
[27]
It is the intellectual act of understanding life, knowledge,
friendship, and so on, not just as they are perfective of us (and thus as dimensions of human nature), but precisely as
worth pursuing, as realities it would be good to realize. Thus, such possibilities for action are seen as reasons for
acting, and therefore the practical proposition does not describe what is, but
prescribes what-is-to-be.
Thomas does not, then, make the assumption that the good must either be
known by theoretical reason or be arbitrary.
The fourth argument for the naturalist interpretation presented in
section I (p. 6) was that since the human good is not made it must be known
through speculative reasoning. I
suspect that this assumption motivates many of the naturalist interpreters.
It is true that human reason cannot change what is to be fulfilling for
human beings, and so what the human good is to be is objective.
But since it is only through reason and will that the human good will
actually come to be in its fullness, the objective direction in which human
perfection lies is not discovered by speculative or theoretical reason, but by
an insight into what-can-be-through-human-action.
This is initially known, according to Thomas, by practical reason's
insight into the objects of our natural inclinations.
This point is philosophically important.
Suppose one could determine by theoretical reasoning, anterior to
practical reasoning, what the natural end or natural perfection of the human
being is. Then, we would know
that the perfection of a human being consists in knowledge, friendship,
health, and so on. What would
follow from that fact? How does
the fact that my perfection consists in this or that make a demand on my
action? That is, how does it
provide a reason which can motivate me? The
answer is, nothing follows from that fact alone; just of itself, it does not
make a demand on my action at all. This
is so, not because of a particular understanding of nature or because of a
particular (quasi-)definition of good, but simply because the affirmation of
an action-guiding proposition is a different sort of act than the affirmation
of a theoretical proposition.
[28]
As with the principle of non-contradiction, to which Thomas compares
the first principle of practical reason, we should not suppose that this
principle is affirmed in a separate act, or that it serves as an explicit
premise in arguments by practical reason.
The first principle of practical reasoning is implicit in all acts of
practical reasoning.
[29]
To begin to reason practically is at the same time to be aware
implicitly that, as people sometimes say in exasperation, "Something's
got to be done." When people
say this it is because they perceive a problem that calls for a solution, a
need that must be met (fulfilled). This
"perception" is not of what-is, but a perception that goes beyond
what-is to what could be, perceived as what it would be good to bring about.
The expression, "Something's got to be done," connotes an
emergency situation, which does not always obtain in our practical reasoning,
and it places the emphasis (because of the emergency) on the lack or need,
rather than on the object which would fill the lack or meet the need.
But, subtract these connotations, and "Something's got to be
done," is a colloquial expression of Thomas's "Good is to be done
and pursued (and evil avoided)." While
"Something's got to be done," may primarily convey my (or our) need,
it also conveys, conversely, the anticipated aptitude of the something
to fulfill that need. And that,
according to Thomas, is what the notion of good adds to the notion of being.
[30]
Thus, according to Thomas, the proposition, Good is to be done, etc.,
is known simply by grasping the ratio boni, the intelligibility of
good. Good, says Thomas,
is being, considered as an object of appetite.
[31]
When I begin to
reason practically, the transition is made from the notion of being to the
notion of good. Being is what is,
viewed without any relations. As
long as I view being that way, there is no action-guiding potentiality in what
I understand. This is so, even if
I understand what can be, instead of just what is.
Good is being (what can be) viewed as object of appetite (tendency):
not just desired, but fitting, that is, something which perfects me (or
those with whom I am united).
[32]
(Once one has such a
notion of good, then one can use it in theoretical propositions as well as
practical ones, but it initially arises in a practical context.) Thus, Thomas
says that one knows the truth of the proposition, Good is to be done and
pursued and evil avoided, by understanding the predicate in the
intelligibility of the subject.
As mentioned, this principle normally remains implicit as common
condition for other propositions (precepts) rather than considered as a
separate proposition. The text
indicates what those primary, explicit practical propositions are. Thomas next says, "Because good has the intelligibility
of end and evil the intelligibility of its contrary, all those things to which
man has a natural inclination reason naturally apprehends as good and
consequently as works to be pursued, and their contraries as evil and to be
avoided."
[33]
He then lists (in a
list he does not offer as complete) human life, the union of man and woman,
the education of children, the knowledge of the truth about God, and life in
society, as objects of natural inclinations and human goods, constituents of
human perfection. It is in first
understanding that life or health, for example, is good and worth pursuing
that one simultaneously and implicitly first understands that good is to be
done and pursued and evil (the privation of good) is to be avoided.
This implicit understanding gives form to practical reason: it makes
reason practical, that is, brings it about that one is engaged in directing
action to some (real or apparent) fulfillment.
An example may help to illustrate Thomas's position here.
Suppose, as Grisez, Boyle, Finnis, and many others maintain, that
aesthetic experience is also a basic human good, a constituent of human
perfection. Applying Thomas's
analysis to this example, we can see how people discover the intrinsic
goodness of aesthetic experience in their natural inclination toward it.
At an early age one experiences different sorts of beauty on different
occasions and takes delight in those beautiful objects.
One might see a beautiful line of trees, hear beautiful music, and be
impressed by a beautiful horse, and taking delight in these experiences, come
to see that they have something common. One
understands, not just that these sorts of actual objects have actual beauty in
them, but that this sort of experience is something worthwhile and to be
pursued. Here the delight, which
reflects the actuation of one's natural inclination, guides one's intellect to
pick out those experiences, distinguish them from others, and understand them
not just as pleasant but as fulfilling or perfective, and to be pursued.
The natural inclinations serve as data for the intellect functioning
practically; they prefigure to the intellect what fulfills or perfects us as
human. The intellect thus goes
beyond what is, to anticipate what is to be.
The naturalist interpretation of Thomas's ethics obscures the
distinctive contribution Thomas's theory makes to the Is-Ought problem.
On Thomas's position one has some primary and irreducible
action-guiding propositions. No
inference from purely theoretical premises to an action-guiding proposition is
needed (or possible). The
naturalistic fallacy can be recognized as a fallacy according to Thomas's
theory. This is so because of the
distinctive nature of practical propositions. On Thomas's position reason is practical by beginning that
way, and its principles are objective truths without being descriptions.
That reason guide one's actions toward the good or the perfective (in
other words: action must have a
point, and the point must be anticipated as somehow a fulfillment) is demanded
by the very nature of action, and one is aware of this aspect of the nature of
action not in a theoretical proposition established by metaphysics or
philosophy of nature, but in the practical insight which is implicit in the
very act of beginning to reason practically at all.
There is another, decisive argument to show that this really is the
approach in Thomas's ethics. As
John Finnis has pointed out, only this approach is consistent with the basic
Thomist position that we can know our nature only by first knowing our
actions, and we can know our actions only by first knowing the objects of
those actions.
[34]
Therefore, since the
only way to know the specifically human actions is by knowing their objects,
one can know human nature in an adequate way only by first performing
specifically human actions. But
the only way of performing specifically human actions is by choosing among
various alternatives all of which have some direct or indirect appeal, in
relation to objects which are naturally understood as good and fulfilling.
[35]
But that
understanding occurs in the knowledge of the first practical principles we
have been discussing.
[36]
McInerny's reply to Finnis's statement of this argument misses the
point. McInerny first says that
the inference from the action to the nature is a sequence of theoretical
knowledge. "What leaps out
is the fact that knowledge of the nature of action is the starting
point."
[37]
But Finnis's argument
is that, whether the knowledge be of human nature or of the nature of human
action, whether it be theoretical or practical, it cannot be attained unless
one has performed specifically human actions, and one cannot have performed
specifically human actions without already grasping the truth of the first
practical principles.
McInerny next grants that one must have acted before beginning moral
philosophy, but still, he says, even the pre-philosophical grasp of practical
truths depends on theoretical, although non-scientific, knowledge. But this does not answer Finnis's argument.
It merely reasserts the very point refuted.
Moreover, although pre-philosophical ethical knowledge is unarticulated
and unorganized, still, it can be knowledge only if it is based at
least on an implicit knowledge of the premisses needed to show the proposition
true. Fallacious transitions from "is" to
"ought" are no better in everyday life than in philosophy.
In many respects, Ralph McInerny's Aquinas on Human Action is a
fine book. His comments on
Thomas's position on the ultimate end are especially helpful.
But his position on the naturalistic fallacy is somewhat perplexing.
On the one hand, when giving an exposition of Thomas's treatment of synderesis
and the first principles of natural law, he clearly says that Thomas holds
that the first principles of natural law are self-evident and not derived from
any previous propositions. He
also grants that one cannot logically derive a moral ought-proposition from an
argument containing only theoretical propositions, although he implies that no
one ever claimed that one could do that.
[38]
(On this last point
McInerny is certainly mistaken: indeed he himself seems to have attempted such
an inference in an earlier article.
[39]
Others also
explicitly claimed that one could make such an inference.
[40]
)
On the other hand, McInerny at many places implies that what has come
to be called the "naturalistic fallacy" is not a fallacy at all, and
that metaphysics and/or philosophy of nature are necessary prerequisites for
ethics.
[41]
What McInerny seems to mean is this.
Yes, these practical principles are not deduced from prior
theoretical propositions; so they are per se nota.
But they depend on prior theoretical knowledge nonetheless.
McInerny first argues that the first principle of non-contradiction is
a theoretical or speculative proposition.
From this McInerny concludes that there is at least one speculative
proposition presupposed by practical reason.
Next he points out that this shows that there are dependencies other
than deductive, and he then says that additional theoretical knowledge is
presupposed. Speaking of the
principle of non-contradiction, McInerny says:
But all other self-evident principles will presuppose and thus depend
on it (i.e., the principle of non-contradiction>.
And there may be dependencies among the later self-evident principles. There is a kind of discourse here, as there is in the order
of definition, but it is not the discourse of demonstration. . . . It is
sometimes said that if there are self-evident principles of the practical
order, then they must stand on their own without any relation of dependence on
theoretical truths and perhaps quite independently of one another.
This seems a view quite alien to that of Thomas.
[42]
The first problem to point out is that, while G.E. Moore had a special
understanding of "naturalistic fallacy," the term has come to mean
(as McInerny himself uses the term
[43]
), an argument in which all of the premises are theoretical and yet
the conclusion is a moral ought-proposition.
If McInerny concedes that this is a fallacy, then to continue to say
that the idea of a "naturalistic fallacy" is nonsense only clouds
the issue.
Secondly, regarding the principle of non-contradiction.
Thomas does not call it the first principle of speculative
reason, but the first principle of demonstrations in general.
[44]
This principle, he
says, is based on the apprehension of being, which first falls in the
intellect's apprehension absolutely or simply (simpliciter), while good
first falls in the apprehension of the practical intellect.
The principle, then, is of itself neither speculative nor practical but
governs both types of exercises of the intellect.
Moreover, the principle of non-contradiction does not function as a
premise for other arguments at all. Thus
it is implicitly contained within the first principle of practical reason,
rather than serving as a distinct premise.
The good is being, and so when one understands that good is to be done,
etc., one implicitly also understands the definiteness of being.
When one understands that life is a good and to be pursued one also
understands it as being and the pursuit as being. This implicit awareness of the definiteness of being operates
as a rule governing all acts of affirming, both practical and speculative.
Just as in any reasoning one is implicitly aware of the nature of
predication, or the nature of universality (predication being the actuation of
universality) and this awareness functions as a rule by which one moves from
the premises to the conclusion (the dictum de omni, in affirmative
conclusions),
[45]
so in any understanding of any proposition the awareness of the
definiteness of being functions as a rule.
In this way it becomes a logical principle: it governs acts of
affirming and denying, although as based on the understanding of the
definiteness of being, it is different from other logical principles, which
are based on the understanding of logical intentions (relations of
reason arising from the human intellect's way of knowing).
[46]
Thus, the principle
of non-contradiction is presupposed by any other act of reason, not as a
distinct bit of knowledge on which this knowledge depends--and only in this
way would McInerny's argument go through--but rather as the indeterminate
grasp upon reality immanent in every specific act of intellectual knowledge.
From Thomas's position it still follows that the naturalistic fallacy
is a fallacy, and the knowledge of the human good is arrived at originally by
practical knowledge. Per se
nota means just that, not per physicas nota or per metaphysicas nota,
or so on.
McInerny argues that since good means being as perfective or perfect
then one cannot understand that a thing is good unless one first understands
what it is, and what the thing is for which it is good.
[47]
I agree in part: one cannot know that life is a good unless one knows what
life is. Moreover, by the time
one one makes explicit in philosophical ethics the proposition that life is a
good and is to be pursued, one already has understood the difference between
living and nonliving things in theoretical exercises of one's intellect.
But this is a matter of contingent psychological development; it does
not denote an analytical or logical priority or dependence. One's
understanding of what human life is initially arises partly from one's practical
insights into health, self-preservation, and so on.
It is the same with all of the practical principles.
One need not first know what one's nature is in a theoretical way
before knowing these practical principles.
Knowledge of the human goods and knowledge of our nature are the same. We understand our nature, originally, in practical insights.
But perhaps someone might say that such principles are in one way
self-evident in everyday life, and yet their affirmation in philosophical
ethics presupposes sections of metaphysics or philosophy of nature. Here a distinction must be made, for in one sense this is
true. First, one could mean by
this that a certain amount of metaphysics and philosophy of the human person
is necessary to understand more fully, in their context, basic moral truths,
to argue against counter-positions, to give a dialectical defense of various
moral truths, and to provide the factual and theoretical premises in many
practical syllogisms. Understood
in this sense, the non-naturalists do not disagree; in fact, Grisez and others
have developed a good bit of this type of argumentation.
But, secondly, this claim could be understood as saying that the
structure of the fundamental arguments in philosophical ethics are, on
Thomas's theory, simply different from that of the sound ethical arguments in
everyday life, so that the principles of philosophical ethics do, after all,
depend on theoretical propositions. Understood
in this sense, the claim differs from Thomas's position.
On Thomas's theory, the first task of philosophical ethics or ethical
theory is to clarify and make explicit the manner in which someone knows moral
propositions in everyday life. There
are not two routes to knowing ethical conclusions, the everyday way on the one
hand and the certain and philosophical way on the other hand.
The argument which the moral philosopher proposes to show, for example,
that we ought not intentionally kill innocent human beings, is the same
argument, with the same basic premises, as someone who knows it in everyday
life would have to be aware of, although his or her awareness of the various
premises may be implicit or difficult for him or her to articulate.
This is because Thomas' position on ethical principles is not merely an
account of the psychological origin of various propositions; it is an account
of the structure of the justification for ethical propositions.
Thus, what he says of practical principles is relevant to any justified
practical knowledge, whether it be scientific and explicit or implicit and
unarticulated.
III. Thomas's Position on How
the Will Should be Related to the Human Good
As mentioned before, there are two interpretative questions:
(1) How, according to Thomas, is the human good known?
And (2) how should human actions be related to the human good?
So far I have discussed the naturalists' and non-naturalists' positions
on (1). But there is disagreement
on (2) as well. That is, the
naturalist and non-naturalist interpreters of Thomas disagree not just on how
to support an agreed upon moral criterion, but also, at least at times, on
what the moral criterion is. That
they do differ on (2) is not obvious on first reading, since both schools of
interpretation hold that for Thomas the moral criterion is in some way the
human good. However, I do not
think the naturalist interpreters are entirely consistent; at times they seem
to adopt, although less clearly, the same moral criterion as that proposed by
the non-naturalist interpreters.
In this section I explain how they propose (at times) a different moral
criterion than that proposed by the non-naturalist interpreters, and in the
next section I explain why I think the moral criterion proposed by the
non-naturalists is a more accurate interpretation of Thomas's thought.
The following passage from Henry Veatch will begin to illustrate where
the difference between their views on the moral criterion lies:
Given that human beings are by nature ordered to an appropriate end or
goal of human perfection or fulfillment, may we not now also see how in the
light of such an end, it becomes possible to determine what those moral rules
and "oughts" are that human beings must observe if they are to
become what they naturally ought to be? As
I have said, such moral laws being no more and no less than the naturally
determined "how-to-do-it" rules for attaining our natural human end
or telos, it thus becomes clear that such moral laws are natural laws
in a precise and literal sense of that term.
[48]
The
moral question, on this view, seems rather simple:
find out what human beings are naturally oriented to, and aim at that
goal; actions which promote attainment of that goal are morally good, actions
which lead away from that goal are morally bad.
Isn't this just a reiteration of Thomas's most general principle of
natural law?
[49]
This does differ from the moral criterion proposed by non-naturalist
interpreters of Thomas. The
non-naturalists' interpretation is that the basic moral criterion concerns
most directly how the will is to be related to all of the principles of
practical reason, or, in other words, how the will is related to all of the
goods to which we have natural inclinations and to all of the people who might
share in those goods. Hence
according to the non-naturalist interpreters, it is not simply a question of
whether a given action, viewed as an external action (that is, the actuation
of some power other than the will), does or does not promote the human
good--but whether the choice of such an external action is in accord
with the will's love for all human goods and persons or diminishes that love.
Another way of clarifying the difference between the moral criteria
proposed by the naturalists and the non-naturalists, and perhaps getting
closer to the source of the difference, is to examine an important puzzle or
problem that arises from Thomas's conception of how the will is related to the
human good. In an article written
in 1976 on Thomas's ethics and naturalism, Ralph McInerny pointed out how this
problem arises:
If all men, say, do in fact seek the good, it seems otiose to recommend
that they do or to say that they ought to.
It sounds like a move from "Snow falls in winter" to
"Snow ought to fall in winter."
[50]
McInerny
expressed the same idea in his later works, both in 1982 and in 1992 (though
less clearly or explicitly in the latter).
[51]
In explicating Thomas's theory of natural law in one of his early
works, Grisez had already expressed the same puzzle in this way:
But how do these primary practical principles actually establish
definite obligations? Do they not underlie everything that we might do, no matter
what? Certainly, they seem to
open the doors too liberally, for they begin from every possible basic human
good and they endorse every one of these goods indiscriminately.
[52]
This is an important problem. The puzzle arises because Thomas holds,
on the one hand, that the moral criterion is in some way the human good, and,
on the other hand, that every human action aims (in some way) at the human
good.
[53]
How can a goal
distinguish between morally good actions and morally bad ones, if both types
do aim at it? That which is
common to two classes can scarcely distinguish between them.
McInerny proposes that the solution to this puzzle, according to
Thomas's thought, is to distinguish within what human beings always aim at: true, they always aim at something that appears good,
but what appears good is not always really good.
Moreover, this point distinguishes between morally good and morally bad
choices. In Ethica Thomistica
he writes:
Let us speak of desirable<1> to cover what we in fact do desire.
<Later he defines desirable<2> as what ought to be desired.>
Desirable<1> involves the judgment that what is desired is
perfective of the desirer. On the
face of it, there seems little sense in saying that one ought to desire what
he in fact desires. Nonetheless,
it is because what is desired, desirable<1>, may involve a mistaken
judgment, because what is desired as perfective of the desirer is not in truth
perfective of him, that it can make sense to say that one ought to desire what
he in fact desires. We ought to
desire what we desire in the sense that the object of our desire ought to
deserve the formality under which it is desired, viz., perfective and
fulfilling.
[54]
On the interpretation of the non-naturalists, however,
while
some morally bad actions are choices of sentient satisfaction rather than of
real human goods, in other cases morally bad choices are for the sake of true
human goods. In other words, in
some cases real human goods are pursued but in an unreasonable way.
Grisez's explanation, later followed by Boyle, Finnis, May, and others,
is this. Thomas repeatedly says
that the norm for human actions is right reason.
Practical reason is right when, and only when, it operates in
accord with all of its principles. That is, a practical judgment is
false, and choosing according to it is morally evil, when reason operates in
accord with some of the first principles (hence it is not sheer insanity) but
not in accord with all of them (and so it is not fully reasonable).
Thus, morally good action is simply completely rational action, while
morally bad action is action that in some way sets aside or ignores one of the
principles of practical reason.
[55]
How does a human action set aside or ignore a practical principle?
The answer is that there is not just one way.
The immoral act may be a choice to pursue a merely apparent good, but
it may also be a choice contrary to one good--of my neighbor or of myself--for
the sake of another (i.e., a choice to destroy, diminish or impede an instance
of a basic good), and such a choice is contrary to the practical principle
which requires avoiding intentional harm to the good violated.
Or in a choice of one instance of a good one may unduly neglect another
instance of a good because of partiality, fear, or so on.
What is common to these points is this:
a choice may diminish one's love of God, love of neighbor, or love of
self.
[56]
If so, the choice is
immoral.
I believe the non-naturalist interpretation--that of Grisez, Boyle and
Finnis--is accurate, and that it best fits the rest of Thomas's thought. (I
also think it, and not the naturalist position, is philosophically tenable.)
First, even the point that at times one chooses to pursue a merely
apparent good needs careful explanation.
There are two ways in which one might choose an apparent good.
In the first way, the defect is wholly in the intellect.
A generation ago many parents insisted that children eat a
"wholesome" breakfast of bacon and eggs, not knowing that bacon, at
least, is actually unhealthy. That
is not a moral defect at all, although it is a choice of a merely (or, for the
most part) apparent good.
In the second way--the morally decisive case--the defect is not wholly
in the intellect but is primarily in the will, even though one's guilt might
be mitigated or removed if one does not know that the choice is immoral.
For example, one chooses to eat a third piece of pie only for the sake
of the pleasure, the consumption of the pie not being really perfective.
One ought not to make such a choice; the activity is attractive only
because it is pleasant, and one is aware that it is not really good for one. (Still, one may not think that such a choice is immoral, and
so one's conscience may be inculpably mistaken.)
So, the choice of an apparent good is a moral defect--that is, it is a
choice one ought not to make--only if one chooses what one knows, on some
level, is only an apparent good. So,
even here the defect is primarily in how one's will is related to the various
human goods rather than simply choosing the wrong sort of goal.
Secondly, while it is true that some immoral actions involve pursuing a
merely apparent good, this certainly is not true of every immoral action.
Doing evil to achieve a good end, and various types of unjust actions,
are examples of pursuing real goods instead of merely apparent ones.
Since such actions violate right reason, on Thomas's position,
violating right reason does not consist in--although sometimes it
involves--pursuing a merely apparent good.
[57]
According to Thomas the moral order just is the order in
willing.
[58]
Moral goodness
is the perfection due an action proceeding from reason and will,
[59]
and hence the standard for moral goodness is the full-being
possible for the will. The
natural act of walking may be naturally good, but the choice to walk will be
bad if it involves neglecting one's studies, one's children, or the like.
This is because even though the act of nature is perfective of the
agent, as far as it goes, it is chosen in a context in which the choice
involves a privation in the will. On Thomas's view, two acts may be the same
in the natural order, but differ solely in the moral order, so that one is
morally good and the other is morally bad, even though both have a certain
degree of natural perfection.
[60]
Thus, the moral
criterion is not: select that action (materially considered) which will build
up the good man, or the good society. Rather,
the criterion is: choose that action (external act) or make that choice
(internal act) which will be consistent with, and not diminish, the will's
openness and love of every aspect of human good.
[61]
This is
Thomas's position, for according to his thought moral goodness is a
goodness distinct (although not separated) from that of nature and technique.
The naturalist interpretation models moral action (doing) too closely
upon technique (making). Thomas,
of course, clearly distinguishes
between art (concerned with making) and prudence (concerned with doing). He
defines art as recta ratio factibilium (right reason about things to be
made): through art one measures
one's actions by the external goal one wishes to produce, for the action
measured is the action of modifying external matter.
[62]
For example, by the
art of pottery, one orders the actions of one's hands in relation to the goal
of a clay pot. But prudence is
different, and so moral goodness is quite different from technique.
The difference is not simply that art directs one to a more specific
goal, such as a clay pot or a cabinet, while prudence concerns one's actions
in relation to the broadest goal, a good life (the difference emphasized by
McInerny.
[63]
) Nor is the
difference only that the goal of moral action is set by nature while the goal
of art is arbitrary (the difference emphasized by Veatch).
[64]
To reduce the
difference to such distinctions--as naturalist interpreters seem to--is to
reduce moral action to the level of a grand technical project (produce the
good man!). Rather, what is
measured in moral action, Thomas explicitly says, is the act of the will, an
act remaining within the agent.
[65]
Now, since prudence
or moral reasoning is putting order into the coming to be of something (an act
of will instead of an external product), then, somewhat like art, the
criterion for right moral reasoning will be a goal or goals.
But, since the act of will does not itself produce an external product,
the optimum relation of the will to the goal or goals cannot be the same as
the relation which obtains in artistic or technical actions. That is, the will ought to be related to the goal of human
life as a whole, which is the total human good (which includes life,
knowledge, friendship, and so on) in a certain way; but the required relation
cannot be productivity or effectiveness, which is the required
relation in artistic or technical matters.
Nor can one say that Thomas's position is that the will ought to be
related to the human good as willing that external action or behavior which is
most effective for producing the human good.
This position subordinates the moral to the technical. It denies the distinct and intrinsic importance of the will's
direct relation to various instances of human good (in oneself and in others).
It reduces morally good action to a mere means to bringing about some
non-morally defined good.
[66]
Hence on Thomas's view the human good does not function as an end
providing a criterion for morally good and morally bad action in the same way
that ends function in technical or artistic matters. It is not that morally
good actions lead to an extrinsic goal and bad ones lead away from it.
Rather, morality primarily concerns acts of the will or rational
appetite. The moral norm is right
reason. And reason is right
if it is informed by all of the principles of practical reason.
Thus, the moral norm is that one must choose and will in accord with
or in harmony with all of the goods prescribed in the first practical
principles. This accord or
harmony is quite different from a means-end relation obtaining between
a physical action and its desirable products.
In other words, given a recognition of the goodness of the various
basic human goods, there is in the will a natural inclination or natural love
for these goods, as they are possible to realize both in ourselves and in
others.
[67]
(Thomas holds that
the will has a natural inclination not just to love oneself as an individual
but to love others too, although original sin damages that tendency without
removing it altogether.)
[68]
The moral criterion
is this: one ought to make
choices which perfect this love, thus choices which build up love of God and
neighbor and self (since the disposition to the fulfillment of a person is
love of that person), and one ought to avoid choices which diminish or
suppress in oneself such a love of God, neighbor and self.
[69]
One might object that on this criterion moral good is the only type of
intrinsic good, that this criterion reduces other goods to the level of only
providing the arena for what is intrinsically good, the development of a good
will. But this objection confuses
a criterion of moral goodness with the object of motivation.
To say that the full-being possible for the will is the moral criterion
is not to say that the will's full-being is the only good, and it is not to
say that we should act or choose only for the sake of this type of good.
[70]
On the one hand, the criterion of moral goodness concerns the
full-being possible for the will. On
the other hand, it is how the will is related to all of the basic human goods,
including the perfection of the non-moral aspects of the person, that
determines whether the will has the full-being possible for it.
[71]
As mentioned before, there are two interpretative questions:
(1) How, according to Thomas, is the human good known?
And (2) how should human actions be related to the human good? In reply
to the first question, the naturalist interpreters hold that, according to
Thomas, the human good is known by theoretical reasoning and then by practical
reasoning one selects means to that end.
In section II I argued against this interpretation.
I have argued in this section that naturalist interpreters have also
proposed a mistaken interpretation regarding the second question.
While the two mistakes do not necessarily go together, there is
a link. The naturalists place so
much emphasis on the theoretical, they tend to think that identifying the
human good is sufficient to settle the question of what the moral criterion
is. Naturalist interpreters tend
to think that the work of moral theory is largely done once one establishes
that there is an objective goal towards which human beings are naturally
oriented, and determines what that goal is, for they view the relation between
"action" and goal as that of an effective means of attaining an end.
IV. Reply to Naturalist Arguments
It remains to reply to the arguments for the naturalist interpretation
indicated in section I above. The
first argument claimed that in the Summa Theologiae Thomas's treatment
of the principles of practical reason presupposes his treatment of the
ultimate end, and that it is by theoretical reasoning that one proves what the
ultimate (natural) end is.
However, this objection would succeed only if Thomas held that human
beings are naturally oriented to immediate union with God, so that not
attaining this end would frustrate their nature.
[72]
Thomas's position,
however, is more complex. The
natural perfection of the human being, according to Thomas, consists in the
actuation of the human being's various potentialities.
God is not the proper object of any of these potentialities, including
the intellect or the will. The
proper object of the intellect is being in general, and the proper object of
the will is goodness in general. Being
in general and goodness in general are not the same as God.
Thus, human nature does not have a natural tendency toward God himself
as end to be attained (as distinct from a perfection to be imitated).
Therefore, in the early questions of the Prima Secundae Thomas
does not establish the natural end or natural perfection of the human being.
Establishing that God is man's ultimate end is not the same as
identifying the natural perfection one must first know as a prerequisite to
the basic criterion of morality.
Thomas does argue, in the early part of the Prima Secundae, that
direct union with God is the only thing that would put to rest all of the
human being's natural tendencies--not because the direct vision of God is the
natural end to which human nature is oriented, but because only the direct
vision of the divine essence would put to rest the natural tendency toward
being in the intellect and the natural tendency toward goodness in the will.
That such an end can be attained is knowable only through revelation.
In the concrete order of salvation God has called us to this direct
vision of the divine essence, and this supernatural end is what Thomas
examines in the first questions of the Prima Secundae.
Thus, God is the ultimate end of human action: God is the ultimate end on the side of the object, union with
which would completely put to rest all of the human being's desires.
Thomas then says that union with God will also bring about, by a
certain "overflow" (redundantia), the perfection of every
part of human nature, including the bodily powers.
Not until this point does Thomas refer to the attainment of the natural
perfection of the human person, the ultimate end or perfection on the part
of the subject. Thus, one
need not know that direct union with God is possible in order to know what the
natural perfections of human nature are.
Is there an object union with which would put to rest all of the human
being's natural desires? One need
not answer that question in order to know what the natural human ends or human
perfections are. Therefore, a
knowledge of the practical principles of the natural law, which prescribe
pursuit of the various human perfections, does not presuppose any
argument--theoretical or otherwise--regarding the possibility of union with
God, the issue Thomas is concerned with in the early questions of the Prima
Secundae.
The second objection is that the non-naturalist interpretation reduces
Thomas's theory to a type of intuitionism.
Does the Grisez-Boyle-Finnis interpretation leave itself open to the
serious objections raised against intuitionism?
The main difficulty with intuitionism is that it seems to stop argument
prematurely. At some stage in the
discussion the intuitionist makes a specific moral claim with which many
people disagree.
Challenged to support the claim, the intuitionist replies simply that
his or her opponents are morally blind. Are
the non-naturalists putting Thomas's theory into that category?
The explanation of why they are not is threefold.
First, ethical intuitionism concerns specific moral norms with respect
to particular acts. The
non-naturalist interpretation, as some other ethical theories, claims that
there are self-evident principles, a very different position.
Secondly, a proposition's being self-evident does not mean that one
cannot argue for it in any way whatsoever.
It means only that there is no middle term by which one could
demonstrate this proposition. But
one could still argue for it indirectly, by reductio ad absurdum,
argument from analogy, and so on, that is, by dialectical arguments (as
Aristotle argued for the principle of non-contradiction in Book IV of the Metaphysics).
[73]
Thirdly, when one says that a proposition is self-evident in the manner
Thomas does, namely, because the predicate is contained within the
intelligibility of the subject, one can then give an account or an analysis of
the proposition, in an effort to make clear the proposition's self-evident
truth. Thus, if someone does not agree to the proposition, one is
not forced to end the discussion or dismiss one's opponents as morally blind.
Intuitionists, however, treat moral propositions as a special type of
perceptual propositions, and so either one sees them or one doesn't.
It is true that someone can fail to see the truth of a self-evident
proposition only if he or she is ignorant of or confused about the
intelligibility of the subject. But
there can be various causes for that, and it is not implausible to hold that
there might be confusion on the intelligibility of choose or love
(for the first principle of morality should be expressed as:
one ought to choose in such a way as to remain open to all
aspects of human good, or, as Thomas notes in his discussion of the ten
commandments, one ought to love God and neighbor as oneself).
[74]
It has often been objected that the non-naturalist interpretation
separates morality from human nature. If
moral principles are not based on theoretical knowledge of human nature, then
how does one claim that natural law is universal, or even that it is natural
law at all?
[75]
But, as others have
pointed out,
[76]
there is a clear difference between saying that: (1) moral propositions cannot be inferred from arguments
containing only theoretical premises, and (2) what is morally good is not
dependent on the kind of nature human beings have. The non-naturalist interpreters assert (1), but have never
asserted (2). Clearly, on the
non-naturalist interpretation the moral obligations human beings have to
pursue life, friendship and so on, are ontologically dependent on human
beings' having a nature such that they are perfected or fulfilled by life,
knowledge, friendship, and so on. If
human beings had a different nature, they would have different moral
obligations. The link is this: our basic moral obligation is to pursue and respect every
aspect of human good. This is
quite different from saying that the proposition that we ought to pursue life,
for example, follows just by itself from the proposition that human beings are
living things. Moral ought-propositions do not follow from is-propositions
just by themselves, but what moral obligations we have are based on the kinds
of things we are. This point,
together with part II above, show clearly that, while the ethical theory of
Grisez, Boyle and Finnis is far from merely a rehash of Thomas's theory, it
owes both its inspiration and its principles to Thomas, not to Kant or
Kantianism.
V. An Unresolved Difficulty
Finally, in at least one place, when arguing for a specific conclusion,
Thomas resorts to a type of argument which does not fit the non-naturalist
interpretation, a point noted by the non-naturalist interpreters themselves.
[77]
His argument against
the "vitia contra naturam" ("sins against nature":
masturbation, sodomy, etc.) seems naturalist.
[78]
He seems here to hold
that one's actions must not only conform to the order of reason, but also
conform to the order set by nature. Speaking
of the "sins against nature" he says that there can be two types of
defect in a sin of lust: "In
one way, because it is contrary to right reason, and this is common to every
sin of lust. In another way, because, in addition to this, it is contrary to
the natural order itself of the venereal act belonging to the human
species."
[79]
Thus, he seems to
argue that one is morally obligated to respect not only the goods towards
which we are naturally inclined, but also those natural teleologies
themselves. This argument could
be interpreted in various ways, but it seems to take nature in its given
reality, in addition to the goods to which human beings are naturally
inclined, as a standard for morally good choices.
[80]
This does not cohere
with what he says explicitly, and with care, about the first principles of
morality and the general principles of the virtues.
Nor does it provide a cogent way of establishing ethical conclusions.